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ACH Audit & Risk Assessment Workbook

SPECIAL OFFER: Order the ACH Audit & ACH Risk Assessment Workbook Bundle to SAVE 10%!!

Additional Information:

(ELECTRONIC PUBLICATION) Regulators and the ACH Rules require all financial institutions to conduct an ACH Compliance Audit annually and ACH Risk Assessment as necessary. Complete both requirements efficiently and effectively, plus save 10%, by purchasing this bundle. The ACH Audit Workbook includes new sections and questions related to recent ACH Rules changes pertaining to Phase II of the Supplemental Data Security Requirements Rule, new Third-Party Sender Roles and Responsibilities, IAT Entry considerations and internal Origination authorization requirements. A summary report is generated to help you identify and prioritize changes to reduce risk. The ACH Risk Assessment covers a financial institution's risk obligations as defined in OCC Bulletin 2006-39-ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and ACH Rules. Recent updates cover ACH Rules changes pertaining to Standing and Oral Authorizations, Third-Party Sender requirements, Nested Third-Party Senders and considerations for Early Credit Funds Availability. Includes a designated action plan to assist you in developing a comprehensive risk management program. (2023)

This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.

Member

$315.00

Nonmember

$630.00

Available for Immediate Download

Third-Party Sender ACH Audit & Risk Assessment Workbook

SPECIAL OFFER: Order the Third-Party Sender ACH Audit & ACH Risk Assessment Workbook Bundle to SAVE 15%!!

Additional Information:

(ELECTRONIC PUBLICATION) The ACH Rules now explicitly requires all Third-Party Senders to conduct an ACH Compliance Audit and ACH Risk Assessment as necessary. Complete both requirements efficiently and effectively, plus save 10%, by purchasing this bundle which includes our 2023 Third-Party Sender ACH Audit Workbook and 2023 Third-Party Sender ACH Risk Assessment Workbook in downloadable format. The Third-Party Sender ACH Audit Workbook includes audit questions, sample reports and complete step-by-step worksheets based on the ACH Rules, so that you can easily assess and document your level of compliance. The Third-Party Sender ACH Risk Assessment Workbook covers a Third-Party Sender’s risk obligations as defined by OCC Bulletin 2006-39 ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and the ACH Rules. The 2023 Third-Party Sender ACH Risk Assessment Workbook has been updated for the 2023 Nacha Rules including new Rules related to Nested Third-Party Senders. The Risk Assessment Workbook includes a designated action plan to assist you in developing a comprehensive risk management program. (2023)

Member

$315.00

Nonmember

$630.00

Available for Immediate Download

Third-Party Sender ACH Risk Assessment Workbook (ELECTRONIC)

Additional Information:

(ELECTRONIC) The Third-Party Sender ACH Risk Assessment Workbook is designed to assist Third-Party Senders of all types in addressing their ACH risk. Content of the Workbook includes risk obligations as defined in the OCC Bulletin 2006-39, ACH Risk Management Guidance, the FFIEC Retail Payments Systems' IT Examination Handbook , FFIEC Guidance to Internet Banking and the current Nacha Rules. By answering yes, no, or not applicable, this Workbook will identify strengths and weaknesses in your existing ACH risk management program. Individual chapters address System and Controls, Credit Risk, Compliance Risk, High-Risk Activities, Third-Party Service Provider Risk, Operational & Transaction Risk and Information Technology Risk. EPCOR’s Third-Party Sender ACH Risk Assessment Workbook guides you in evaluating the Third-Party Sender’s risks by asking thought provoking questions about its current ACH policies, procedures and processes. The 2023 Third-Party Sender ACH Risk Assessment Workbook has been updated for the 2023 Nacha Rules including new Rules related to Nested Third-Party Senders. User-friendly worksheet questions are easily answered and include room for comments, to assist in developing a comprehensive ACH risk management program for your company. Compliance officers, audit personnel and operations staff within your organization will find the Workbook a valuable tool. (2023)

Member

$175.00

Nonmember

$350.00

Available for Immediate Download

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