Sign In
Create Account
Join Now!
Twitter
Facebook
LinkedIn
YouTube
Knowledge Community
Toggle navigation
iMIS
Keyword Search
About Us
Toggle
Board of Directors
Committees
EPCOR Awards
Partners
Employment Opportunities
Education
Toggle
Accredited ACH Professional (AAP)
Accredited Payments Risk Professional (APRP)
ACH & Check Day Camp
Conferences
Did You Know
Electronic Resources License
EPCOR Payments University
EPCOR Scholarships
EPCOR Symposiums
EPCOR Workshops
Faster Payments On-Demand Training
Faster Payments Professional Certificate
Flex Training
Instant Payments Resource Center
National Check Professional (NCP)
Payment Systems Update
Webinars
Webinar Subscription
Services
Toggle
ACH Audit
ACH Risk Assessment
Advisory Services
Banking Law Information Service
Faster Payments Launch Service
Flex Training
Instant Payments Enablement Service
RDC Audit Services
RDC Risk Assessment
RTP Audit Services
Third-Party Services
Wire Transfer Audit Services
Wire Transfer Risk Assessment Services
Corporate User
Online Store
Toggle
Knowledge Community
Toggle
Introduction
Members-Only Resources
Peer-to-Peer Discussions
Membership
Toggle
Why EPCOR?
EPCOR Membership
Membership Categories
Industry Associates
Code of Conduct
Skip breadcrumb navigation
×
Online Store Home
Search Store
Cart Summary
+ Show
- Hide
0 item(s) ($0.00)
Your cart is empty.
Open Invoices
×
Click the box next to each open invoice to add it to your cart.
Date
Invoice
Description
Balance
In Cart
×
Events
AAP Prep Program
ACH Day Camp
AFPP Prep Program
All Events
APRP Prep Program
Check Day Camp
EPCOR Payments Conference
EPCOR Payments University
FPP Certificate Program
Nacha Hosted Webinars
NCP Training
Payment Systems Update
Special Industry Update
Symposiums
Town Halls
Virtual Payment Systems Update
Webinars
Workshops
Product Categories
Accreditation Preparation Materials
All Products
Electronic Resources License
ODFI Tools
Quick Reference Guides and Cards
Risk Management and Compliance
Rules and Regulations
Third-Party Sender
Search Results
Showing 1 - 7 of 7 Results
Sort by
Alphabetical by Title
Price: Low to High
Price: High to Low
Date: First to Last
Date: Last to First
ACH Audit & Risk Assessment Workbook - Bundle
SPECIAL OFFER: Order the ACH Audit & ACH Risk Assessment Workbook Bundle to SAVE over 10%!!
Additional Information:
(ELECTRONIC PUBLICATION) Regulators and the
ACH Rules
require all financial institutions to conduct an ACH Compliance Audit annually and ACH Risk Assessment as necessary. Complete both requirements efficiently and effectively, plus save over 10%, by purchasing this bundle. The ACH
Audit Workbook
includes minor enhancements to the workbook to improve process flow and content quality. A summary report is generated to help you identify and prioritize changes to reduce risk. The
ACH Risk Assessment
covers a financial institution's risk obligations as defined in
OCC Bulletin 2006-39-ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook
and
ACH Rules
. The 2024
ACH Risk Assessment Workbook
has been updated to include a chapter specific to fraud risk that addresses data security, personnel practices, physical security and operational controls. Other enhancements include the addition of questions related to credit risk related to Originator due diligence as well as the Business Continuity Plan and testing. User-friendly worksheet questions are easily answered and include room for comments to assist in developing a comprehensive ACH risk management program for your FI. Compliance Officers, audit personnel and operations staff will find the
Workbook
to be a valuable tool (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.
Member
$325.00
Nonmember
$650.00
Available for Immediate Download
ACH Audit Workbook (ELECTRONIC)
Additional Information:
Regulators and the
ACH Rules
require all financial institutions to conduct an ACH Compliance Audit annually. This user-friendly workbook will eliminate guesswork and guide you through conducting a risk-based ACH Compliance Audit by examing
ACH Rules
, ODFI and RDFI sound business practices, OFAC processes and other payments-related regulatory requirements. The 2024 edition of our ACH Audit Workbook includes minor enhancements to improve process flow and content quality. Instructions for use are included. Upon completion of the workbook pages, a summary report is generated to help you quickly identify and prioritize changes to reduce risk. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order. This publication is formatted as a PDF document. Users must have access to Adobe Reader.
Member
$185.00
Nonmember
$370.00
Available for Immediate Download
ACH Compliance Manual - 11th Edition (PRINT)
Additional Information:
This comprehensive manual explains the requirements of the Nacha Operating Rules & Guidelines and covers topics such as authorizations, disclosures, processing, funds availability, settlement, error resolution, returns, reversals, retention, audit, all Standard Entry Class Codes and more. It also provides a general overview of related Federal Regulations as well as helpful compliance tips, a resource list, and glossary of terms. Nacha (2023)
Member
$60.00
Nonmember
$100.00
ACH Risk Assessment Workbook (ELECTRONIC)
Additional Information:
The
ACH Risk Assessment Workbook
is designed to assist Financial Institutions, both RDFIs and ODFIs, in addressing ACH risk. Content of the Workbook includes risk obligations as defined in the
OCC Bulletin 2006- 39, ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook
and current NACHA Rules. By answering Yes, No, or Not Applicable, this workbook will identify strengths and weaknesses in your existing ACH risk management program. Individual chapters address System and Controls, Credit Risk, High-Risk Activities, Compliance Risk, Third-Party Service Providers, Fraud Risk, Operational and Transaction Risk and Information Technology Risk. EPCOR's
ACH Risk Assessment Workbook
guides you in evaluating the FI's ACH risks by asking thought provoking questions about its current ACH policies, procedures, and processes. The 2024
ACH Risk Assessment Workbook
has been updated to include a chapter specific to fraud risk that addresses data security, personnel practices, physical security, and operational controls. Other enhancements include the addition of questions related to credit risk related to Originator due diligence and Business Continuity planning and testing. User-friendly worksheet questions are easily answered and include room for comments, to assist in developing a comprehensive ACH risk management program for your FI. Compliance officers, audit personnel and operations staff will find the workbook a valuable tool. (2024)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
Member
$185.00
Nonmember
$370.00
Available for Immediate Download
ACH Security Framework Checklist for Financial Institutions
Available for immediate download
Additional Information:
(ELECTRONIC PUBLICATION) A financial institution’s policies and procedures should reflect what the institution is doing to comply with regulatory standards and payment rules, plus illustrate the Board of Director’s expectations. This valuable tool is designed to assist financial institutions with assessing their compliance with Section 1.6 of the ACH Rules, frequently referred to as the ACH Security Framework Rule. This checklist helps an institution assess compliance with the Rule by providing a list of policies and procedures to review, plus provides areas for notes of the assessment. The Checklist includes industry-recognized security standards and guidance, along with defines terms. This valuable assessment tool enhances an institution’s annual ACH risk assessment process and provides institutions with a way to document compliance for regulators. (2023)
This publication is formatted as a PDF document. Users must have access to Adobe Reader.
Member
$45.00
Nonmember
$90.00
Available for Immediate Download
Remote Deposit Capture Risk Assessment Workbook (ELECTRONIC)
Additional Information:
EPCOR's RDC Risk Assessment Workbook is a comprehensive, easy-to-use tool designed to assist Financial Institutions in addressing its remote deposit capture risk. The Workbook content mirrors the FFIEC Remote Deposit Capture Risk Management Guidance. The Remote Deposit Capture Risk Assessment Workbook guides you in completing the step-by-step risk assessment questions. The user-friendly Excel worksheet questions are easily answered Yes, No, or Not Applicable and include room for comments, to assist you in developing a comprehensive RDC risk management program. Operations staff, risk managers, compliance officers as well as audit personnel will find this workbook a useful tool. (2023)
This publication is copyrighted and purchase is good for one download/use. Contact Member Support for discounted pricing on multiple downloads. If you are not an EPCOR Member, please contact us at 800.500.0100 or memserve@epcor.org to place an order.
Member
$185.00
Nonmember
$370.00
Available for Immediate Download
Revised Uniform Commercial Code Article 4A & the ACH System
Additional Information:
The refreshed 4th Edition contains new statistic and evaluates the impact of the UCC 4A on security procedures, bank/corporate agreements, recommended contractual provisions, errors, unauthorized entries and more. Includes Article 4A (law unchanged) with staff commentary. For financial institutions and corporations that handle ACH wholesale credits. Nacha (2021)
Member
$70.00
Nonmember
$90.00
Item added to cart!
×
Item
Qty
Price
Subtotal
View Cart/Checkout
Checkout
Your cart is empty.
About Us
Board of Directors
Committees
EPCOR Awards
Partners
Employment Opportunities