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NEW Mobile RDC Review Checklist

> NEW Electronic Resources License: Included
Additional Information:
Available for immediate download You asked and we listened. EPCOR has created a financial institution version of our popular Merchant RDC Review Checklist. This NEW checklist is designed to assist your financial institution in reviewing your mobile RDC operations to assess whether your controls, processes and policies help mitigate potential loss. Just answer the questions on the user-friendly PDF form. Areas of review include your institutions policy, agreements, onboarding process, exposure limits, security and the FFIEC Guidance on the Risk Management of Remote Deposit Capture. Do your review today to stay competitive and ensure your Mobile RDC program is robust and secure. (2017)
Member:
$30.00
Nonmember:
$60.00
Available for Immediate Download
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2017 ACH Risk Assessment Workbook (Downloadable)

Available for immediate download call 1-800-500-0100 to purchase the CD
Additional Information:
The ACH Risk Assessment Workbook is designed to assist Financial Institutions, both RDFIs and ODFIs, in addressing ACH risk. Content of the Workbook includes risk criteria as defined in the OCC Bulletin 2006- 39-ACH Risk Management Guidance, the FFIEC Retail Payment Systems IT Examination Handbook and the FFIEC updated Guidance to Internet Banking. Just by answering Yes, No or Not Applicable, this workbook will identify strengths and weaknesses in your existing ACH risk management program. Individual chapters address System and Controls, Credit Risk, High-Risk Activities, Compliance Risk, Third-Party Service Providers and Direct Access to the ACH Operator, Operational and Transaction Risk, and Information Technology Risk. The ACH Risk Assessment Workbook guides you in completing the step-by-step risk assessment. User-friendly worksheet questions are easily answered and include room for comments, to assist in developing a comprehensive risk management program. Compliance officers, audit personnel and operations staff will find the Workbook a valuable tool. (2017)
Member:
$95.00
Nonmember:
$190.00
Available for Immediate Download
↑/↓ Full Details


2017 ACH Audit Workbook Downloadable

Available for immediate download call 1-800-500-0100 to purchase the CD
Additional Information:
The ever-popular ACH Audit Workbook is updated for 2017. This useful tool includes audit questions and sample reports needed by an Auditor. The revised ACH Audit Workbook is designed to assist Financial Institutions and Third-Party Service Providers in the completion of the required annual audit of compliance with the ACH Rules. Included in this complete step-by-step audit resource are the audit criteria for all participants, worksheets for each of the criteria, a list of compliance tips and audit report. The Workbook easily allows for electronic completion of worksheets and reports. (2017)
Member:
$95.00
Nonmember:
$190.00
Available for Immediate Download
↑/↓ Full Details


2017 Remote Deposit Capture Risk Assessment Workbook

Remote Deposit Capture Risk Assessment Workbook Available for immediate download
Additional Information:
Updated to include Mobile Remote Deposit risks, this comprehensive, easy-to-use Remote Deposit Capture Risk Assessment Workbook is designed to assist Financial Institutions in addressing remote deposit capture risk. The Workbook content mirrors the FFIEC Remote Deposit Capture Risk Management Guidance. The Remote Deposit Capture Risk Assessment Workbook guides you in completing the step-by-step risk assessment. User-friendly worksheet questions are easily answered Yes/No and include room for comments, along with a designated action plan to assist you in developing a comprehensive RDC risk management program. Operations staff, risk managers, compliance officers as well as audit personnel will find this workbook a useful tool. (2017)
Member:
$95.00
Nonmember:
$190.00
Available for Immediate Download
↑/↓ Full Details


2017 Third-Party Sender ACH Audit Workbook - Downloadable

Available for immediate download
Additional Information:
Third-Party Senders that perform any function of an ODFI are required to conduct an annual audit of compliance with the ACH Rules. The Third-Party Sender ACH Audit Workbook, available on CD, is designed to assist Third-Party Senders in the completion of their required audit. This resourceful Workbook includes audit questions, sample reports and complete step-by-step worksheets based on the ACH Rules, making it easy for Third-Party Senders to assess and document their level of compliance. (2017)
Member:
$95.00
Nonmember:
$190.00
Available for Immediate Download
↑/↓ Full Details


ACH Compliance Manual (Eighth Edition

Updated 2016
Additional Information:
In addition to the requirements the NACHA Operating Rules, this comprehensive manual covers a general overview of related Federal Regulations on topics, such as, authorizations, disclosures, processing, funds availability, settlement, error resolution, returns, reversals, retention, audit, all Standard Entry Class Codes and more. Also featured in this 8th edition is a chapter devoted to Same Day ACH that became effective in September 2016. Helpful compliance tips are included as well as a resource list and glossary of terms.
Member:
$60.00
Nonmember:
$100.00
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ACH Operations Risk Management Tools - Downloadable (2014)

Electronic Resources License: Included
Additional Information:
Available for immediate download These tools available for immediate download are designed to complement an ODFI’s existing ACH origination policies and procedures to streamline the operational risk management functions. The easyto- use tools cover everything from monitoring and tracking of exposure limits, to reviews of exceeded limits, methods of confirming file legitimacy and trend analysis capabilities. The tools included are: ACH Exposure Limit Evaluation, Exceeded ACH Exposure Limit (FI), Exceeded ACH Exposure Limit (Originator), Exposure Limit Adjustment Request, ACH Returns Transmittal Register, NOC Entry Transmittal Register, ACH Originated Return Entry Log and ACH File Transmittal Register. (2014)
Member:
$95.00
Nonmember:
$190.00
Available for Immediate Download
↑/↓ Full Details


ACH Risk Management Handbook - 6 th Edition

New updated 2017
Additional Information:
ACH participants must take action to control risk in any payment system - including ACH. This edition explains the types of ACH payments risk, assesses the operational implications and provides best practices for developing an effective risk management program. In addition, case studies are included in each chapter to offer realistic examples to assist you in evaluating and implementing your risk control program. ( NACHA) (2017)
Member:
$60.00
Nonmember:
$90.00
↑/↓ Full Details


ACH Security Framework Checklist for Financial Institutions

Available for immediate download
Additional Information:
A financial institution’s policies and procedures should reflect what the institution is doing to comply with regulatory standards and payment rules, plus illustrate the Board of Director’s expectations. This valuable tool is designed to assist financial institutions with assessing their compliance with Section 1.6 of the ACH Rules, frequently referred to as the ACH Security Framework Rule. This checklist helps an institution assess compliance with the Rule by providing a list of policies and procedures to review, plus provides areas for notes of the assessment. The Checklist includes industry-recognized security standards and guidance, along with defines terms. This valuable assessment tool enhances an institution’s annual ACH risk assessment process and provides institutions with a way to document compliance for regulators.
Member:
$45.00
Nonmember:
$90.00
Available for Immediate Download
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EFT Dispute Toolkit

Available for immediate download
Additional Information:
Manage your EFT investigation process and simplify compliance with the error resolution process as outlined by Regulation E with this handy toolkit. Keep track of important steps in your investigation and ensure required timeframes are met with the included EFT Dispute Checklist. Includes sample letters to use in follow up throughout the investigation process: Provisional Credit Letter; Investigation Complete Provisional Credit Final Letter; Investigation Complete Provisional Credit Revoked Letter; Request for Additional Information Letter; Merchant Issued Credit Letter. (2017)
Member:
$22.00
Nonmember:
$60.00
Available for Immediate Download
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