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2017 Merchant RDC Review Checklist on CD

Additional Information:
This publication is transitioning to download ONLY this year. Limited inventory in stock. This interactive tool is designed to assist a financial institution in verifying its RDC client's adherence to their RDC Agreement and the FFIEC Guidance on the Risk Management of Remote Deposit Capture.The RDC Review Checklist can be completed by an institution during its onsite review of an RDC client or completed by the RDC client and sent to the institution. Questions relate to overall profiling of the RDC program, hardware, software, image quality control, security, fraud and returns processing and reports. (2017)
Member:
$30.00
Nonmember:
$60.00
This item is on backorder.
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ACH Compliance Manual 8th Edition

Updated 2016
Additional Information:
In addition to the requirements the NACHA Operating Rules, this comprehensive manual covers a general overview of related Federal Regulations on topics, such as, authorizations, disclosures, processing, funds availability, settlement, error resolution, returns, reversals, retention, audit, all Standard Entry Class Codes and more. Also featured in this 8th edition is a chapter devoted to Same Day ACH that became effective in September 2016. Helpful compliance tips are included as well as a resource list and glossary of terms. NACHA (2016)
Member:
$60.00
Nonmember:
$100.00
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ACH Risk Management Handbook - 6 th Edition

New updated 2018
Additional Information:
ACH participants must take action to control risk in any payment system - including ACH. This edition explains the types of ACH payments risk, assesses the operational implications and provides best practices for developing an effective risk management program. In addition, case studies are included in each chapter to offer realistic examples to assist you in evaluating and implementing your risk control program. NACHA (2018)
Member:
$40.00
Nonmember:
$80.00
This item is on backorder.
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ACH Security Framework Checklist for Financial Institutions

Available for immediate download
Additional Information:
A financial institution’s policies and procedures should reflect what the institution is doing to comply with regulatory standards and payment rules, plus illustrate the Board of Director’s expectations. This valuable tool is designed to assist financial institutions with assessing their compliance with Section 1.6 of the ACH Rules, frequently referred to as the ACH Security Framework Rule. This checklist helps an institution assess compliance with the Rule by providing a list of policies and procedures to review, plus provides areas for notes of the assessment. The Checklist includes industry-recognized security standards and guidance, along with defines terms. This valuable assessment tool enhances an institution’s annual ACH risk assessment process and provides institutions with a way to document compliance for regulators. (2018)
Member:
$45.00
Nonmember:
$90.00
Available for Immediate Download
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EFT Dispute Toolkit

Available for immediate download
Additional Information:
Manage your EFT investigation process and simplify compliance with the error resolution process as outlined by Regulation E with this handy toolkit. Keep track of important steps in your investigation and ensure required timeframes are met with the included EFT Dispute Checklist. Includes sample letters to use in follow up throughout the investigation process: Provisional Credit Letter; Investigation Complete Provisional Credit Final Letter; Investigation Complete Provisional Credit Revoked Letter; Request for Additional Information Letter; Merchant Issued Credit Letter. (2017)
Member:
$22.00
Nonmember:
$60.00
Available for Immediate Download
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Merchant RDC Review Checklist

Electronic Resources License: Included
Additional Information:
Available for immediate download This interactive tool is designed to assist a financial institution in verifying its RDC client's adherence to their RDC Agreement and the FFIEC Guidance on the Risk Management of Remote Deposit Capture. Available for immediate download, the RDC Review Checklist can be completed by an institution during its onsite review of an RDC client or completed by the RDC client and sent to the institution. Questions relate to overall profiling of the RDC program, hardware, software, image quality control, security, fraud and returns processing and reports. (2017)
Member:
$30.00
Nonmember:
$60.00
Available for Immediate Download
↑/↓ Full Details


Mobile RDC Review Checklist

Electronic Resources License: Included
Additional Information:
Available for immediate download You asked and we listened. EPCOR has created a financial institution version of our popular Merchant RDC Review Checklist. This NEW checklist is designed to assist your financial institution in reviewing your mobile RDC operations to assess whether your controls, processes and policies help mitigate potential loss. Just answer the questions on the user-friendly PDF form. Areas of review include your institutions policy, agreements, onboarding process, exposure limits, security and the FFIEC Guidance on the Risk Management of Remote Deposit Capture. Do your review today to stay competitive and ensure your Mobile RDC program is robust and secure. (2017)
Member:
$30.00
Nonmember:
$60.00
Available for Immediate Download
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Origination Risk Management Tools

Electronic Resources License: Included
Additional Information:
These tools available for immediate download are designed to complement an ODFI’s existing ACH origination policies and procedures to streamline the operational risk management functions. The easy-to-use tools cover everything from monitoring and tracking of exposure limits, to reviews of exceeded limits, methods of confirming file legitimacy and trend analysis capabilities. The tools included are: ACH Exposure Limit Evaluation, Exceeded ACH Exposure Limit (FI), Exceeded ACH Exposure Limit (Originator), Exposure Limit Adjustment Request, ACH Returns Transmittal Register, NOC Entry Transmittal Register, ACH Originated Return Entry Log and ACH File Transmittal Register. (2018)
Member:
$95.00
Nonmember:
$190.00
Available for Immediate Download
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Revised Uniform Commercial Code Article 4A & the ACH System

Additional Information:
Evaluates the impact of UCC 4A on security procedures and bank/corporate agreements. Includes Article 4A with staff commentary. For financial institutions and corporations that handle ACH wholesale credits. NACHA (2015)
Member:
$70.00
Nonmember:
$90.00
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Wire Audit Checklist Download

New
Electronic Resources License: Included
Additional Information:
Conduct an internal review of your wire transfer area, before your examiner does! This new audit checklist was designed to assist your financial institution in identifying potential areas that require stronger internal controls and/or increased focus simply by answering a series of yes/no questions. This valuable tool also includes quick references to applicable rules and regulations covering the wire network. Determine whether the policies, procedures and internal controls regarding wire funds transfers are adequate for your institution. (2017)
Member:
$30.00
Nonmember:
$60.00
Available for Immediate Download
↑/↓ Full Details